As you run your business you face an extremely complex web of regulations that are imposed by the financial sector of the government. We provide full-service representation, legal counsel, and financial consulting services for a broad range of matters pertaining to businesses, not only throughout the Chicago area but nationwide as well. Call us at 1.888.978.9901 or se our contact form below for a free consultation.

Professional Guidance from a Chicago Securities Attorney

Buying and selling commodities in today’s busy age of fast, international business is far more complicated than years gone by. Introducing brokers and investment firms have a considerable amount of intricacies to consider, and one mistake or oversight can lead to financial disaster. Whether you are the buyer or the seller, a Chicago securities attorney from Securities Compliance Group can assist you in finding the right course of action for your unique situation.

Do you need help dealing with commodities? Do not hesitate to contact us today!

Your Priorities are Our Business

When our clients come to us with complicated business litigation or corporate law issues, they can always expect responsive and effective legal counsel. Complex matters involving commodities are treated no differently. We can help you understand how your commodity pools should be managed and organized, especially in matters that should involve a Chief Procurement Officer (CPO) or Commodity Trading Advisor (CTA). If there is a relevant procedure to your situation, we will investigate it and determine if it requires attention.

Do you need help with any of the following?

  • Draft disclosure documents
  • Private placement memorandums
  • Filing Form D
  • Private offering memorandums

If you have already begun managing your commodities and are now running into legal issues, we can help you in such a scenario as well. From regulations and compliances to litigation and representation, we will do all we can to see to it that your best interests are respected and upheld.

Why You Can Trust Our Team

At Securities Compliance Group, we want our clients to feel comfortable with any situation that involves their business or their finances. We are not satisfied until you are satisfied – it is that simple.

When you choose our firm for support, you will benefit from:

  • Services geared towards shareholders and business owners
  • Competitive prices – we are not after your money
  • 100% focus on business- or finance-related issues
  • Backed by happy client testimonials

Finding success in any case that involves commodities hinges on understanding what you require, not on assumptions. Our Chicago securities attorneys put in the extra effort to really take the time to understand what you need. When we have determined what is most important to you, we can truly begin to start guiding you through this complicated process. Everything begins with one phone call – dial 888-978-9901 to get in touch with us today.


Adam S. Tracy, J.D., M.B.A.

Attorney Adam Tracy has a strong background in all facets of commercial law and extensive experience in litigating complex commercial disputes, and is able and willing to help. He is also a well-versed legal scholar in the United States copyright law. A former competitive rugby player and serial entrepreneur, Adam Tracy has a wealth of experience on both sides of the table. He has advised many companies with regards to legal issues, law compliance and capital markets matters.

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