Securities Attorneys in Your Corner

Handling Your Securities Law Cases in Wheaton, Chicago & Beverly Hills

The Tracy Firm, Ltd. is a comprehensive securities law practice with in-depth experience and understanding of the registration, reporting, and numerous compliance requirements that dominate the securities industry. Get in touch with our securities lawyer for personalized and responsive services and exceptional securities counsel.

The Tracy Firm, The Entrepreneur’s Accelerator, provides effective legal representation in the areas of business law, corporate law, initial public offerings (IPOs), and securities to businesses and corporate professionals throughout Wheaton, Chicago, and other surrounding areas.

Business-savvy securities attorneys represent you with respect to stocks, mutual funds, bonds, and other financial instruments. If you are in need of legal assistance with any aspect of securities law contact us at 1.888.978.9901 or contact us online. The firm's founder, Attorney Adam S. Tracy, , J.D., M.B.A.  has a strong background  criminal and business law and extensive knowledge in the area of securities law and is able and willing to help you.

As a leading securities law firm in this region, we have contributed to the success, growth, and profitability of many businesses in our community! With an extensive background in securities and business litigation, as well as firsthand experience in the financial consulting industry, our securities law attorneys are uniquely equipped to handle any and all of your securities law needs.

Effective Conflict Management & Risk Assessment Professionals

We strive to provide legal services that can minimize your liability or risk of future litigation. Because we are proficient and efficient in our work, we do everything in our power to protect you from any class actions being filed by shareholders or business partners. From quarterly securities analyses to assessing your obligations under federal securities standards, we are your full-service firm for any issue involving your securities.


Securities Cases We Handle

  • Reorganizations
  • Recapitalizations
  • Board of directors issues
  • Shareholder disputes
  • Employee stock option plans

If you have been sued or are facing a legal complication involving your publicly offered securities, we can represent you. We know how to properly assess your values, policies, operations to effectively convey that your business or corporation has been honest and transparent in all aspects of your IPO process.

Representing Major Corporations & Microcap Stocks

A primary portion of our practice is devoted specifically to representing small, publicly traded companies, or penny stocks. Unlike other attorneys who may charge by the hour or the transaction without actually completing all of the work to protect your financial integrity, Securities Compliance Group is proud to offer affordable, comprehensive services for any size of business.

Contact a securities lawyer at our firm to learn more about how we can help!


Adam S. Tracy, J.D., M.B.A.

Attorney Adam Tracy has a strong background in all facets of commercial law and extensive experience in litigating complex commercial disputes, and is able and willing to help. He is also a well-versed legal scholar in the United States copyright law. A former competitive rugby player and serial entrepreneur, Adam Tracy has a wealth of experience on both sides of the table. He has advised many companies with regards to legal issues, law compliance and capital markets matters.

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