Securities Litigation and Arbitration
Control the Situation with Our Chicago Securities Lawyers
The securities market is not a straightforward realm of business. Quite often, the slightest transaction, deal, contract, or proposition will require a step into securities law. Without a securities lawyer in your corner to help you deal with litigation and arbitration concerns, you might be faced with serious problems ahead.
We have a unique understanding of what your investors, regulators, brokers, or business partners are expecting of you. If you are in need of legal assistance with any aspect of litigation and arbitration concerns, call us at 1.888.978.9901or contact us online. The firm’s founder, attorney Adam S. Tracy, J.D., M.B.A. has a strong background in criminal and business law and extensive knowledge in the area of securities law and is able and willing to help you.
When a problem arises between one party and another, we can be there to guide and support you.
Some of the complicated cases we can assist you with include:
- Criminal investigations
- Insider trading
- Violations of Globex Trading Rules
- Permanent broker registration revocation
- Violations of advertising rules
- Frozen broker assets
In reality, the list could go on and on. Securities law is so intricate and specialized, the number of issues that could go wrong or lead to serious litigation is seemingly endless. If you think you have a matter that requires the direct attention of an attorney, you cannot hesitate to take action.
People all across the country have come to rely on our legal counsel due to our:
- Thorough understanding of complex securities litigation
- Ability to arbitrate delicate transactions or compromises
- List of appreciative testimonials from past clients
- Nearly a decade of legal experience focused on securities law
Protecting Your Business Through Intelligent Representation
In the world of securities, so much can go wrong if situations are not handled precisely. Customers, clients, employees, direct competitors, and other parties of interest might come after you with a litigation case, alleging that you have somehow done them wrong. From investigations to disciplinary hearings, you will need a reliable legal professional on your team if you want to get through this difficult time of litigation and arbitration.
We are Here to Help You Understand and Manage Complex Issues
There are few things more powerful than an ally you can rely on. For so many business or financial managers, their field of expertise ends with what they need to know to perform their job functions. This is totally acceptable and commonplace, but it also exposes them to harm from complications arising from litigation and arbitration issues they might not fully understand. If you are in a similar situation, let our Chicago securities attorney step up and handle such delicate matters for you.