We advise brokers, registered representatives and broker dealer firms in arbitration before FINRA arbitration panels, as well as in court. Our knowledge and understanding of ongoing and developing trends in FINRA arbitration, from ongoing rule changes and their impact on the industry to panelist sentiment, is unmatched in the legal community. As a former broker, our firm’s founding partner understands the securities ecosystem and how to communicate with arbitration panels to achieve the best outcome for you.
We can help:
Ⓒ Tracy Firm 2018