The Tracy Firm’s prove, knowledgeable attorneys help investors victimized by stockbroker fraud. "Broker fraud" includes theft, lying and deceit, but it can also includes other types of wrongdoing. If you were a viction of the stockbroker fraud, do not hesitate and contact us at 1.888.978.9901 or get in touch with us online now..

The Tracy Firm, Ltd. Dedicated to Protecting You

There are regulations and laws written to protect investors from all sorts of bad players in the securities industry. Securities regulators, mostly the SEC, “police” the securities brokers and issue fines and suspensions. The wrongdoers should be held accountable when stockbrokers, supervisors and brokerage firms misrepresent the truth about the investments, omit important facts about the investments they recommend, and place their own interests ahead of their clients’ interests.

To recover their losses investors must file claims for recovery. Statistics demonstrate that they are far more likely to recover if they are represented by experienced securities fraud lawyers. Since investors sign account documents at brokerage firms which almost always contain binding arbitration clauses, most claims against brokerage firms must be resolved in securities arbitration instead of court.

Contact Us Today for Your Consultation

We are able to assist not only with securities / stockbroker fraud legal issue but also with many other types of corporate law issues. While our firm’s offices are located in Wheaton, Illinois and Beverly Hills, California, we serve clients throughout the United States. Call 1.888.978.9901 now or contact us online!


Adam S. Tracy, J.D., M.B.A.

Attorney Adam Tracy has a strong background in all facets of commercial law and extensive experience in litigating complex commercial disputes, and is able and willing to help. He is also a well-versed legal scholar in the United States copyright law. A former competitive rugby player and serial entrepreneur, Adam Tracy has a wealth of experience on both sides of the table. He has advised many companies with regards to legal issues, law compliance and capital markets matters.

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