When engaging in capital raising activities, issuers will find that corporate finance transactions can be complex and challenging. Our experience with securities compliance in relation to corporate finance capital raising transactions is unmatched. We are capable of representing issuers, professional investors, underwriters, broker dealers and other intermediaries in public and private securities transactions, ranging from private placements and venture capital funding for startups, to public transactions of equity and debt offerings for established companies.
We can also engage your issuer’s management and board to provide advice on corporate governance, fiduciary duties, disclosure obligations and laws applicable to the secondary market trading of securities by insiders. Our work also encompasses preparing filings required under the Securities Exchange Act of 1934, such as Forms 10-K, 10-Q and 8K. Our corporate finance transaction experience includes private placements, IPOs, mezzanine debt, corporate bond offerings, 144A transactions, venture capital financing and PIPES.